FLK1 · Legal System (incl. Constitutional/Admin & EU)
Legal personnel & the judiciary
SQE1 revision notes — the key rules, leading cases and common traps for this topic, in plain English and current to 2026.
LS.10 — Legal Personnel & the Judiciary (FLK1)
Regulation of the profession
- Legal Services Act 2007 is the framework. The Legal Services Board (LSB) is the oversight regulator; the front-line regulators sit under it.
- Solicitors: regulated by the SRA (the independent arm of the Law Society, which is the representative body). Admission now via the SQE + qualifying work experience + character/suitability.
- Barristers: regulated by the BSB (arm of the Bar Council). Bound by the cab-rank rule — must accept work in their field if available and a proper fee is offered.
- Reserved legal activities (s.12 LSA 2007) may only be carried out by authorised persons: exercise of a right of audience, conduct of litigation, reserved instrument activities, probate, notarial, administration of oaths.
Rights of audience
- Solicitors have automatic rights in the lower courts; higher rights require a separate qualification (solicitor-advocate).
- Barristers have full rights of audience in all courts.
- Legal Executives (CILEX/CILEx Regulation) can gain limited rights of audience and litigation rights.
The judiciary
- Judicial Appointments Commission (JAC) selects judges on merit (Constitutional Reform Act 2005), removing the Lord Chancellor's old patronage.
- The Lord Chancellor is now a Cabinet minister/Justice Secretary, no longer head of the judiciary or a Law Lord.
- The Lord Chief Justice is Head of the Judiciary of England & Wales and President of the Courts.
- Judicial independence: CRA 2005 s.3 imposes a duty on government to uphold it. Senior judges have security of tenure ("during good behaviour") — removable only by the monarch on an address of both Houses of Parliament.
- Supreme Court: created by CRA 2005 (operating from 2009), replacing the Appellate Committee of the House of Lords — a separation-of-powers reform.
Common traps
- SRA vs Law Society / BSB vs Bar Council — regulator vs representative body. Easy to flip.
- The Lord Chancellor no longer heads the judiciary — that is the Lord Chief Justice.
- Judges are removed by address of both Houses, not by the Lord Chancellor or PM.
- The cab-rank rule applies to barristers, not solicitors.
More Legal System (incl. Constitutional/Admin & EU) topics
- Courts — structure & jurisdiction
- Sources of law & doctrine of precedent
- Statutory interpretation
- Parliamentary sovereignty & rule of law
- Separation of powers & constitutional conventions
- Royal prerogative
See all topics in the FLK1 guide or the full SQE1 syllabus.
Independent SQE1 revision notes for study — not legal advice; check primary sources before relying on any point. Exam rules are set by the SRA; see the official SQE site.